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February 26, 2006

Applied compliance: the regulation of online financial services

I have felt for a while that regulation (and therefore compliance) is designed and implemented in isolation of a total business.

For example if a particular product or service is regulated then businesses typically change their process for that particular product or service without looking at the impact on other products or services or distribution channels or other aspects of the business.

So my web seminar on 14 March looks at online financial services to try to piece together the myriad of laws that apply to that industry and ecommerce and whether there are any guidelines that can deliver an online financial service that satisfies customers as well as providing business efficiency and compliance.

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Posted 26th February 2006 by David Jacobson in Financial Services