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May 27, 2006

ASIC speaks: Managing conflicts of interest in the financial services industry

ASIC Deputy Chairman Jeremy Cooper ‘s speech to the Securities & Derivatives Industry Association
2006 Conference on Managing conflicts of interest in the Australian financial service industry (pdf) gives historical background to the Corporations Act conflict rules with particular reference to stockbroking, insurance and superannuation.

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Posted 27th May 2006 by David Jacobson in Financial Services