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August 1, 2007

ASIC consults on financial adviser training

ASIC has released a consultation paper seeking industry and consumer feedback on proposals to update Regulatory Guide 146: Licensing: Training of financial product advisers (RG 146).  (RG 146 was formerly called PS 146.)

 The purpose of the consultation paper is to seek feedback on proposals about:

  • the appropriateness of current training standards;
  • recognition of prior study and training; and
  • the quality and currency of courses on the ASIC Training Register.

 Submissions on the consultation paper close on 25 September 2007.

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Posted 1st August 2007 by David Jacobson in Financial Services
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