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AFS licensee financial requirements
Posted By admin On November 2, 2012 @ 5:38 am In Corporations Act,Financial Services | Comments Disabled
ASIC has released revised Regulatory Guide 166 Licensing: Financial requirements (RG 166 ) and Pro Forma Conditions PF209  setting out the financial requirements ASIC has set for AFS licensees, according to the types of financial services and products that they provide.
Section A of the guide explains how ASIC’s financial requirements work, and how to decide which requirements apply.
The changes include:
Article printed from Australian Regulatory Compliance Review from Langes+ Lawyers: http://www.langes.com.au/australian_regulatory_compliance
URL to article: http://www.langes.com.au/australian_regulatory_compliance/2012/11/02/afs-licensee-financial-requirements/
URLs in this post:
 RG 166: http://www.asic.gov.au/asic/pdflib.nsf/LookupByFileName/rg166-published-1-November-2012.pdf/$file/rg166-published-1-November-2012.pdf
 PF209: http://www.langes.com.au/australian_regulatory_compliancehtthttp://www.asic.gov.au/asic/asic.nsf/byheadline/Pro+formas?openDocument#pf209p://
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