If you are a responsible manager of a credit licensee or financial services licensee you need to understand your role, responsibilities and potential legal liabilities and maintain your knowledge and skills.
Langes+ have written a comprehensive Manual which looks at financial services regulation and credit regulation from the point of view of a responsible manager. In 130 pages its contents range from licence conditions, setting up a compliance framework and dealing with regulators to offences and insurance.
You can download an extract here.
It is directed at senior managers (whether you are a CEO, Chief Risk Officer or chief Operations Officer) who have the day to day decision making responsibility for financial services and credit in your organisation.
It covers dual licensees and APRA regulated entities.
As well as being a significant ongoing resource, the Manual forms a key part of Langes online CPD program and reading it can be used for CPD points. You can buy the Manual on its own or as part of our online CPD package (with videos, audio and quizzes).
To buy the Manual complete the order form here : you can either buy a single user licence or a company (unlimited use by all your responsible managers) licence.
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Posted 16th August 2011 by David Jacobson in licensing